Cohen/Mainzer's investment adviser and investment fund manager clients include international and domestic financial institutions, hedge funds, venture capital funds and funds of funds. We also regularly represent financial intermediaries engaged in distribution activities related to services and products offered by investment managers. Our investment management engagements cover a broad spectrum of legal and regulatory matters confronting investment managers, including the development of new and innovative products. We also have substantial experience with commercial transactions involving investment vehicles. We represent investment advisors acting as asset/collateral managers to structured products and in mergers and acquisition transactions.
Cohen/Mainzer represents hedge funds, venture funds and other private funds, as well as SEC registered investment advisory firms, registered investment companies, banking organizations and other financial institutions. We advise our fund clients on organization, structuring, fund-raising, compensation, distribution, trading, regulatory, e-commerce and other issues. Our hedge fund clients include domestic and offshore funds, convertible arbitrage funds and various other private funds in various structures. We work with fund sponsors, advisors, distributors and investors as well with fund service providers.
We are experienced in compliance with the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Exchange Act of 1934, the Securities Act of 1933, the Commodity Exchange Act, ERISA, and the rules and regulations of the Securities and Exchange Commission, Commodity Futures Trading Commission and FINRA, and other relevant state and federal laws and regulations.
Cohen/Mainzer prides itself on delivering superior legal services to clients with a pragmatic and focused emphasis on our clients’ business goals and concerns. Our engagements are result oriented. We create value by developing and implementing creative, flexible and cost effective solutions to meet our clients’ needs.